Document details

The compliance function in banking: Perspective and future in the age of globalization

Author(s): Pereira, Artur Ferreira Conrado Torres

Date: 2012

Persistent ID: http://hdl.handle.net/10362/9579

Origin: Repositório Institucional da UNL

Subject(s): Compliance banking; culture ethics


Description

Ethically correct business decisions and the respect for applicable laws and regulations have become in demand for regulators and supervisors, but especially for the general public. For those behaviors to happen, compliance culture is an essential requirement. Through survey research, we prove the existence of a relationship between the workers’ level of compliance culture and their hierarchical position, which may indicate communication problems between hierarchies. This area is also given a comprehensive outlook, as the globalization process combined with financial regulatory reforms lead multinational corporations to a more challenging equilibrium between their compliance departments’ actions and budgets.

A Work Project, presented as part of the requirements for the Award of a Masters Degree in Management from the NOVA – School of Business and Economics

Document Type Master thesis
Language English
Advisor(s) Marques, Carlos
Contributor(s) Pereira, Artur Ferreira Conrado Torres
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