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Interest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidence

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Resumo:Interest rate sensitivity assessment framework based on fixed income yield indexes is developed and applied to two types of emerging market corporate debt: investment grade and high yield exposures. Our research advances beyond the correlation analyses focused on co- movements in yields and/or spreads of risky and risk-free assets. We show that correlation- based analyses of interest rate sensitivity could appear rather inconclusive and, hence, we investigate the bottom line profit and loss of a hypothetical model portfolio of corporates. We consider historical data covering the period 2002 – 2015, which enable us to assess interest rate sensitivity of assets during the development, the apogee, and the aftermath of the global financial crisis. Based on empirical evidence, both for investment and speculative grades securities, we find that the emerging market corporates exhibit two different regimes of sensitivity to interest rate changes. We observe switching from a positive sensitivity under the normal market conditions to a negative one during distressed phases of business cycles. This research sheds light on how financial institutions may approach interest rate risk management, evidencing that even plain vanilla portfolios of emerging market corporates, which on average could appear rather insensitive to the interest rate risk in fact present a binary behavior of their interest rate sensitivities. Our findings allow banks and financial institutions for optimizing economic capital under Basel III regulatory capital rules.
Autores principais:Gubareva, Mariya
Outros Autores:Borges, Maria Rosa
Assunto:Fixed Income Portfolio Performance Evaluation Downside Risk Management Emerging Markets Corporate Debt Interest Rate Sensitivity
Ano:2016
País:Portugal
Tipo de documento:working paper
Tipo de acesso:acesso aberto
Instituição associada:Universidade de Lisboa
Idioma:inglês
Origem:Repositório da Universidade de Lisboa
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author Gubareva, Mariya
author2 Borges, Maria Rosa
author2_role author
author_facet Gubareva, Mariya
Borges, Maria Rosa
author_role author
contributor_name_str_mv Repositório Científico de Acesso Aberto da ULisboa
country_str PT
creators_json_txt [{\"Person.name\":\"Gubareva, Mariya\"},{\"Person.name\":\"Borges, Maria Rosa\"}]
datacite.contributors.contributor.contributorName.fl_str_mv Repositório Científico de Acesso Aberto da ULisboa
datacite.creators.creator.creatorName.fl_str_mv Gubareva, Mariya
Borges, Maria Rosa
datacite.date.Accepted.fl_str_mv 2016-01-01T00:00:00Z
datacite.date.available.fl_str_mv 2016-10-14T14:12:03Z
datacite.date.embargoed.fl_str_mv 2016-10-14T14:12:03Z
datacite.rights.fl_str_mv http://purl.org/coar/access_right/c_abf2
datacite.subjects.subject.fl_str_mv Fixed Income
Portfolio Performance Evaluation
Downside Risk Management
Emerging Markets
Corporate Debt
Interest Rate Sensitivity
datacite.titles.title.fl_str_mv Interest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidence
dc.contributor.none.fl_str_mv Repositório Científico de Acesso Aberto da ULisboa
dc.creator.none.fl_str_mv Gubareva, Mariya
Borges, Maria Rosa
dc.date.Accepted.fl_str_mv 2016-01-01T00:00:00Z
dc.date.available.fl_str_mv 2016-10-14T14:12:03Z
dc.date.embargoed.fl_str_mv 2016-10-14T14:12:03Z
dc.format.none.fl_str_mv application/pdf
dc.identifier.none.fl_str_mv http://hdl.handle.net/10400.5/12302
dc.language.none.fl_str_mv eng
dc.publisher.none.fl_str_mv ISEG - Departamento de Economia
dc.rights.none.fl_str_mv http://purl.org/coar/access_right/c_abf2
dc.subject.none.fl_str_mv Fixed Income
Portfolio Performance Evaluation
Downside Risk Management
Emerging Markets
Corporate Debt
Interest Rate Sensitivity
dc.title.fl_str_mv Interest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidence
dc.type.none.fl_str_mv http://purl.org/coar/resource_type/c_8042
description Interest rate sensitivity assessment framework based on fixed income yield indexes is developed and applied to two types of emerging market corporate debt: investment grade and high yield exposures. Our research advances beyond the correlation analyses focused on co- movements in yields and/or spreads of risky and risk-free assets. We show that correlation- based analyses of interest rate sensitivity could appear rather inconclusive and, hence, we investigate the bottom line profit and loss of a hypothetical model portfolio of corporates. We consider historical data covering the period 2002 – 2015, which enable us to assess interest rate sensitivity of assets during the development, the apogee, and the aftermath of the global financial crisis. Based on empirical evidence, both for investment and speculative grades securities, we find that the emerging market corporates exhibit two different regimes of sensitivity to interest rate changes. We observe switching from a positive sensitivity under the normal market conditions to a negative one during distressed phases of business cycles. This research sheds light on how financial institutions may approach interest rate risk management, evidencing that even plain vanilla portfolios of emerging market corporates, which on average could appear rather insensitive to the interest rate risk in fact present a binary behavior of their interest rate sensitivities. Our findings allow banks and financial institutions for optimizing economic capital under Basel III regulatory capital rules.
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eu_rights_str_mv openAccess
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fulltext.url.fl_str_mv https://repositorio.ulisboa.pt/bitstreams/b6f8ac6a-44ea-4dd2-b40c-0d69438c59a9/download
id ul_1136858a642ea11c2ecf572da7987399
identifier.url.fl_str_mv http://hdl.handle.net/10400.5/12302
instacron_str ul
institution Universidade de Lisboa
instname_str Universidade de Lisboa
language eng
network_acronym_str ul
network_name_str Repositório da Universidade de Lisboa
oai_identifier_str oai:repositorio.ulisboa.pt:10400.5/12302
organization_str_mv urn:organizationAcronym:ul
person_str_mv Gubareva, Mariya
Borges, Maria Rosa
publishDate 2016
publisher.none.fl_str_mv ISEG - Departamento de Economia
reponame_str Repositório da Universidade de Lisboa
repository_id_str urn:repositoryAcronym:ul
service_str_mv urn:repositoryAcronym:ul
spelling engISEG - Departamento de Economiapt_PTInterest rate sensitivity assessment framework based on fixed income yield indexes is developed and applied to two types of emerging market corporate debt: investment grade and high yield exposures. Our research advances beyond the correlation analyses focused on co- movements in yields and/or spreads of risky and risk-free assets. We show that correlation- based analyses of interest rate sensitivity could appear rather inconclusive and, hence, we investigate the bottom line profit and loss of a hypothetical model portfolio of corporates. We consider historical data covering the period 2002 – 2015, which enable us to assess interest rate sensitivity of assets during the development, the apogee, and the aftermath of the global financial crisis. Based on empirical evidence, both for investment and speculative grades securities, we find that the emerging market corporates exhibit two different regimes of sensitivity to interest rate changes. We observe switching from a positive sensitivity under the normal market conditions to a negative one during distressed phases of business cycles. This research sheds light on how financial institutions may approach interest rate risk management, evidencing that even plain vanilla portfolios of emerging market corporates, which on average could appear rather insensitive to the interest rate risk in fact present a binary behavior of their interest rate sensitivities. Our findings allow banks and financial institutions for optimizing economic capital under Basel III regulatory capital rules.application/pdfpt_PTInterest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidenceGubareva, MariyaBorges, Maria RosaHostingInstitutionOrganizationalRepositório Científico de Acesso Aberto da ULisboae-mailmailto:repositorio@reitoria.ulisboa.ptrepositorio@reitoria.ulisboa.ptISSNIsPartOf2183-18152016-10-14T14:12:03Z20162016-01-01T00:00:00ZHandlehttp://hdl.handle.net/10400.5/12302http://purl.org/coar/access_right/c_abf2open accessFixed IncomePortfolio Performance EvaluationDownside Risk ManagementEmerging MarketsCorporate DebtInterest Rate Sensitivity2358470 bytesother research producthttp://purl.org/coar/resource_type/c_8042working paperhttp://purl.org/coar/access_right/c_abf2application/pdffulltexthttps://repositorio.ulisboa.pt/bitstreams/b6f8ac6a-44ea-4dd2-b40c-0d69438c59a9/download
spellingShingle Interest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidence
Gubareva, Mariya
Fixed Income
Portfolio Performance Evaluation
Downside Risk Management
Emerging Markets
Corporate Debt
Interest Rate Sensitivity
status SINGLETON
subject.fl_str_mv Fixed Income
Portfolio Performance Evaluation
Downside Risk Management
Emerging Markets
Corporate Debt
Interest Rate Sensitivity
title Interest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidence
title_full Interest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidence
title_fullStr Interest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidence
title_full_unstemmed Interest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidence
title_short Interest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidence
title_sort Interest rate (in)sensitivity of emerging market corporate debt : economic analysis based on 2002-2015 empirical evidence
topic Fixed Income
Portfolio Performance Evaluation
Downside Risk Management
Emerging Markets
Corporate Debt
Interest Rate Sensitivity
topic_facet Fixed Income
Portfolio Performance Evaluation
Downside Risk Management
Emerging Markets
Corporate Debt
Interest Rate Sensitivity
url http://hdl.handle.net/10400.5/12302
visible 1