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Flow–performance sensitivity of active ETFs

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Resumo:This thesis examines how investors in actively managed Exchange–Traded Funds (Active ETFs) respond to past performance. Using a panel of equity, fixed income, and allocation Active ETFs from Morningstar, the study analyzes monthly fund flows and tests for nonlinear flow– performance sensitivity. Unlike the convex relationship documented for mutual funds, the results reveal a concave flow–performance relationship in Active ETFs: investors penalize underperformance more strongly than they reward outperformance. Additional evidence shows that higher volatility and larger fund size are associated with lower inflows, while fees and fund age play no systematic role. These findings highlight the role of fund structure in shaping investor behavior
Autores principais:Rabovskaa, Daniela
Assunto:Active ETFs Mutual funds Performance Flow–performance sensitivity
Ano:2026
País:Portugal
Tipo de documento:dissertação de mestrado
Tipo de acesso:acesso aberto
Instituição associada:Universidade Nova de Lisboa
Idioma:inglês
Origem:Repositório Institucional da UNL
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author Rabovskaa, Daniela
author_facet Rabovskaa, Daniela
author_role author
contributor_name_str_mv Wilke, Felix
RUN
country_str PT
creators_json_txt [{\"Person.name\":\"Rabovskaa, Daniela\"}]
datacite.contributors.contributor.contributorName.fl_str_mv Wilke, Felix
RUN
datacite.creators.creator.creatorName.fl_str_mv Rabovskaa, Daniela
datacite.date.Accepted.fl_str_mv 2026-02-26T00:00:00Z
datacite.date.available.fl_str_mv 2026-05-13T09:40:56Z
datacite.date.embargoed.fl_str_mv 2026-05-13T09:40:56Z
datacite.rights.fl_str_mv http://purl.org/coar/access_right/c_abf2
datacite.subjects.subject.fl_str_mv Active ETFs
Mutual funds
Performance
Flow–performance sensitivity
datacite.titles.title.fl_str_mv Flow–performance sensitivity of active ETFs
dc.contributor.none.fl_str_mv Wilke, Felix
RUN
dc.creator.none.fl_str_mv Rabovskaa, Daniela
dc.date.Accepted.fl_str_mv 2026-02-26T00:00:00Z
dc.date.available.fl_str_mv 2026-05-13T09:40:56Z
dc.date.embargoed.fl_str_mv 2026-05-13T09:40:56Z
dc.format.none.fl_str_mv application/pdf
dc.identifier.none.fl_str_mv http://hdl.handle.net/10362/203039
dc.language.none.fl_str_mv eng
dc.rights.cclincense.fl_str_mv http://creativecommons.org/licenses/by/4.0/
dc.rights.none.fl_str_mv http://purl.org/coar/access_right/c_abf2
dc.subject.none.fl_str_mv Active ETFs
Mutual funds
Performance
Flow–performance sensitivity
dc.title.fl_str_mv Flow–performance sensitivity of active ETFs
dc.type.none.fl_str_mv http://purl.org/coar/resource_type/c_bdcc
description This thesis examines how investors in actively managed Exchange–Traded Funds (Active ETFs) respond to past performance. Using a panel of equity, fixed income, and allocation Active ETFs from Morningstar, the study analyzes monthly fund flows and tests for nonlinear flow– performance sensitivity. Unlike the convex relationship documented for mutual funds, the results reveal a concave flow–performance relationship in Active ETFs: investors penalize underperformance more strongly than they reward outperformance. Additional evidence shows that higher volatility and larger fund size are associated with lower inflows, while fees and fund age play no systematic role. These findings highlight the role of fund structure in shaping investor behavior
dirty 0
eu_rights_str_mv openAccess
format masterThesis
fulltext.url.fl_str_mv https://run.unl.pt/bitstreams/1c38c03f-3941-4b07-8d1e-e5af475933d1/download
id run_05e6d050e2da044b34a9fb78ddfaef69
identifier.url.fl_str_mv http://hdl.handle.net/10362/203039
inst_facet_str urn:organizationAcronym:unl{{{_:::_}}}Universidade Nova de Lisboa
instacron_str unl
institution Universidade Nova de Lisboa
instname_str Universidade Nova de Lisboa
language eng
network_acronym_str run
network_name_str Repositório Institucional da UNL
oai_identifier_str oai:run.unl.pt:10362/203039
organization_str_mv urn:organizationAcronym:unl
person_str_mv Rabovskaa, Daniela
publishDate 2026
repo_facet_str urn:repositoryAcronym:run{{{_:::_}}}Repositório Institucional da UNL
reponame_str Repositório Institucional da UNL
repository_id_str urn:repositoryAcronym:run
service_str_mv urn:repositoryAcronym:run
spelling engengThis thesis examines how investors in actively managed Exchange–Traded Funds (Active ETFs) respond to past performance. Using a panel of equity, fixed income, and allocation Active ETFs from Morningstar, the study analyzes monthly fund flows and tests for nonlinear flow– performance sensitivity. Unlike the convex relationship documented for mutual funds, the results reveal a concave flow–performance relationship in Active ETFs: investors penalize underperformance more strongly than they reward outperformance. Additional evidence shows that higher volatility and larger fund size are associated with lower inflows, while fees and fund age play no systematic role. These findings highlight the role of fund structure in shaping investor behaviorapplication/pdfengFlow–performance sensitivity of active ETFsRabovskaa, DanielaWilke, FelixHostingInstitutionOrganizationalRUNe-mailmailto:run@unl.ptrun@unl.ptURNurn:tid:2042402472026-05-13T09:40:56Z2026-02-262026-01-232026-02-26T00:00:00ZHandlehttp://hdl.handle.net/10362/203039http://purl.org/coar/access_right/c_abf2open accessActive ETFsMutual fundsPerformanceFlow–performance sensitivity896046 bytesliteraturehttp://purl.org/coar/resource_type/c_bdccmaster thesis2026-02-26http://creativecommons.org/licenses/by/4.0/http://purl.org/coar/access_right/c_abf2application/pdffulltexthttps://run.unl.pt/bitstreams/1c38c03f-3941-4b07-8d1e-e5af475933d1/download
spellingShingle Flow–performance sensitivity of active ETFs
Rabovskaa, Daniela
Active ETFs
Mutual funds
Performance
Flow–performance sensitivity
status SINGLETON
subject.fl_str_mv Active ETFs
Mutual funds
Performance
Flow–performance sensitivity
title Flow–performance sensitivity of active ETFs
title_full Flow–performance sensitivity of active ETFs
title_fullStr Flow–performance sensitivity of active ETFs
title_full_unstemmed Flow–performance sensitivity of active ETFs
title_short Flow–performance sensitivity of active ETFs
title_sort Flow–performance sensitivity of active ETFs
topic Active ETFs
Mutual funds
Performance
Flow–performance sensitivity
topic_facet Active ETFs
Mutual funds
Performance
Flow–performance sensitivity
url http://hdl.handle.net/10362/203039
visible 1